Thomas Francis
Investment adviser representative at Strategic Advisers LLC
11 yearsExperience
2 statesRegistered in
$1.4TFirm assets
49 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- Strategic Advisers LLCMar 2025 to now
- Fidelity InvestmentsAug 2024 to now
- Sofi Securities, LLCApr 2024 to Aug 2024
- Sofi Wealth, LLCApr 2024 to Aug 2024
- Bank of America, N.A.Feb 2023 to Mar 2024
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2022 to Mar 2024
- Fidelity InvestmentsMay 2020 to Oct 2022
- LendioOct 2019 to Mar 2020
- FanzzAug 2016 to Dec 2016
- Salt Lake Community CollegeApr 2016 to Dec 2022
- VerizonDec 2015 to Oct 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 2 states (TX, UT).
Strategic Advisers LLC
$1.4TAssets managed
2,401,763Clients
17,021Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7256188
- Firm CRD
- 104555