Michael Alan Maddock
Investment adviser representative at Principal Advised Services
10 yearsExperience
2 statesRegistered in
$1.4BFirm assets
7 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- Principal Advised ServicesMay 2026 to now
- Principal BankMay 2026 to now
- Principal Life Insurance CompanyMay 2026 to now
- Principal Securities, Inc.May 2026 to now
- UnemployedApr 2026 to May 2026
- Ameriprise Financial Services, LLCJan 2022 to Mar 2026
- UnemployedAug 2021 to Jan 2022
- Fidelity Brokerage Services LLCMay 2020 to Aug 2021
- Ruby TuesdayJun 2019 to Aug 2019
- IheartmediaMay 2019 to May 2020
- Cox Media GroupMar 2018 to Oct 2018
- University of North FloridaJan 2017 to May 2019
- CitibankApr 2016 to Feb 2018
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 2 states (FL, IA).
Principal Advised Services
Legal name: Principal Advised Services, LLC
$1.4BAssets managed
23,164Clients
231Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7255790
- Firm CRD
- 297324