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Tess Johnson

Investment adviser representative at Northwestern Mutual Investment Services,LLC
11 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Fixed or flat feeOther

Experience

11 years in the industry.

  1. Northwestern Mutual Investment Services, LLCApr 2022 to now
  2. James HuckabeeJan 2022 to now
  3. Bank of AmericaMay 2020 to Jan 2022
  4. StudentAug 2019 to May 2020
  5. Bank of AmericaJun 2019 to Aug 2019
  6. UnemployedJan 2019 to Jun 2019
  7. UnemployedAug 2018 to Dec 2018
  8. Banner Elk Winery and VillaMay 2018 to Aug 2018
  9. Bella's Breakfast and LunchMay 2018 to Aug 2018
  10. UnemployedJan 2018 to May 2018
  11. Sugar Mountain Food ServiceDec 2017 to Jan 2018
  12. Grandfather Golf and Country ClubMay 2017 to Aug 2017
  13. UnemployedJan 2017 to Dec 2017
  14. Sugar Creek Gem MineDec 2016 to Jan 2017
  15. East Carolina UniversityAug 2016 to May 2020
  16. UnemployedAug 2016 to Dec 2016
  17. Sugar Mountain Ski ResortDec 2015 to Jan 2019

Exams passed

  • Series 66 · Uniform Combined State Law2020

State registrations

Registered as an investment adviser representative in 1 state (NC).

Northwestern Mutual Investment Services,LLC

Legal name: Northwestern Mutual Investment Services, LLC

$0Assets managed
1Clients
2,130Advisers
54 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7255019
Firm CRD
2881
Advisor's SEC record (opens in a new tab)
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