Thaddeus Andrew Niemiec
Investment adviser representative at UBS Financial Services Inc.
10 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$915.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- UBS Financial Services Inc.Apr 2022 to now
- Northwestern Mutual Investment Services LLCAug 2021 to Apr 2022
- Jeffrey PhotiadesJun 2021 to Apr 2022
- Merrill LynchJun 2020 to Jun 2021
- Bank of AmericaJun 2019 to Jul 2021
- Greenfield Cooperative BankMay 2018 to Aug 2018
- SubwayMay 2017 to Aug 2017
- StudentMay 2016 to May 2020
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (TX).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7255018
- Firm CRD
- 8174