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James Harrison Pappas

Investment adviser representative at J.P. Morgan Securities LLC
12 yearsExperience
1 stateRegistered in
$429.7BFirm assets
61 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

12 years in the industry.

  1. J.P. Morgan Securities LLCOct 2021 to now
  2. JPMorgan Chase Bank, N.A.Oct 2021 to now
  3. Thrivent FinancialJul 2020 to Sep 2021
  4. Thrivent Investment Management IncJun 2020 to Sep 2021
  5. JPMorgan Chase and Co.Nov 2018 to Jun 2020
  6. UnemployedSep 2018 to Nov 2018
  7. Emler Swim SchoolJun 2018 to Sep 2018
  8. UnemployedMay 2018 to Jun 2018
  9. The Mix CafeAug 2016 to Nov 2017
  10. Baylor UniversityAug 2014 to May 2018

Exams passed

  • Series 66 · Uniform Combined State Law2020

State registrations

Registered as an investment adviser representative in 1 state (TX).

J.P. Morgan Securities LLC

$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7254741
Firm CRD
79
Advisor's SEC record (opens in a new tab)
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