James Carl Rigby
Investment adviser representative at LPL Enterprise, LLC
10 yearsExperience
2 statesRegistered in
$24.9BFirm assets
2 yearsFirm in business
Are you James Carl Rigby? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Enterprise, LLCMay 2025 to now
- UnemployedMar 2025 to May 2025
- DexianApr 2022 to Mar 2025
- Central Bank of Boone CountyApr 2021 to Feb 2022
- Amerihome MortgageNov 2020 to Apr 2021
- Northwestern MutualMay 2020 to Nov 2020
- University of MissouriAug 2019 to May 2020
- Illinois SenateMay 2019 to Aug 2019
- University of MissouriMay 2018 to May 2019
- YmcaJan 2017 to May 2018
- Glenwood High SchoolAug 2016 to Jan 2017
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (IL, TX).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7254518
- Firm CRD
- 8733