Henry Brooks Norton
Investment adviser representative at LPL Financial LLC
16 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
16 years in the industry.
- LPL Financial LLCMar 2026 to now
- Cova Wealth ManagementMar 2026 to now
- Three Stone RoofingJan 2026 to Mar 2026
- Safety Plus IncDec 2025 to Jan 2026
- U.S Legal Services IncOct 2025 to Dec 2025
- Safety Plus IncOct 2023 to Oct 2025
- Stampli IncNov 2022 to Oct 2023
- MotiveApr 2021 to Nov 2022
- Northwestern Mutual Life Insurance CompanyJun 2020 to Mar 2021
- StudentAug 2019 to May 2020
- Metro ServicesApr 2019 to Aug 2019
- Sewanee UniversityMay 2010 to Apr 2019
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (TN).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7253981
- Firm CRD
- 6413