Gregory Brock
Investment adviser representative at LPL Financial LLC
13 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
Are you Gregory Brock? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- LPL Financial LLCJan 2025 to now
- Wintrust Wealth ManagementAug 2022 to Jan 2025
- Hills BankSep 2021 to Jul 2022
- Cambridge Investment ResearchJun 2021 to Aug 2021
- Cambridge Investment ResearchMay 2020 to Feb 2021
- AdpiAug 2018 to Mar 2020
- Merriweather Post PavilionJun 2018 to Sep 2018
- University of IowaAug 2017 to May 2021
- Glenelg High SchoolAug 2013 to May 2017
- Kiwanis Wallace ParkApr 2013 to Sep 2018
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (IL, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7253952
- Firm CRD
- 6413