Caleb Thompson
Investment adviser representative at Foundations Investment Advisors LLC
11 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$10.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- Tax Pros PlusOct 2023 to now
- Foundations Investment Advisors, LLCJul 2023 to now
- Cove Financial SolutionsOct 2018 to now
- Sigma Planning CorporationMay 2020 to Jul 2023
- Thiem & MccutcheonFeb 2020 to Apr 2020
- Dixon Hughes Goodman LLPOct 2015 to Oct 2018
Designations
- CFP® certification
Exams passed
- Series 65 · Uniform Investment Adviser Law2020
State registrations
Registered as an investment adviser representative in 1 state (SC).
Foundations Investment Advisors LLC
$10.1BAssets managed
29,663Clients
293Advisers
11 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7253805
- Firm CRD
- 175083