Steven Paul Fraley
Investment adviser representative at First Trust Advisors LP
10 yearsExperience
1 stateRegistered in
CFADesignation
$309.2BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
10 years in the industry.
- First Trust Advisors L.P.Jun 2025 to now
- First Trust Portfolios L.P.Jun 2025 to now
- Innovest Portfolio SolutionsApr 2020 to May 2025
- Time Off To TravelJan 2019 to Apr 2020
- Emerson Electric Co.Mar 2016 to Dec 2018
Designations
- CFA
Exams passed
- Series 63 · Uniform Securities Agent State Law2025
State registrations
Registered as an investment adviser representative in 1 state (IL).
First Trust Advisors LP
$309.2BAssets managed
5,731Clients
606Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7252339
- Firm CRD
- 107027