Huini Li
Investment adviser representative at Charles Schwab & Co., Inc.
10 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
10 years in the industry.
- Charles Schwab & Co., Inc.Apr 2026 to now
- Fidelity InvestmentsMar 2025 to Apr 2026
- Fidelity InvestmentNov 2022 to Apr 2026
- Fidelity Brokerage Services LLCJun 2021 to Nov 2022
- Wells Fargo Bank, NAMay 2020 to May 2021
- Wells Fargo Clearing Services, LLCMay 2020 to May 2021
- Bank of AmericaApr 2019 to Apr 2020
- East West BankJan 2017 to Mar 2019
- HomemakerJul 2016 to Dec 2016
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (CA).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7252185
- Firm CRD
- 5393