David Brown
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
3 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 2023 to now
- Bank of America N.A.Jan 2023 to now
- Merrill LynchJul 2022 to now
- Costco WholesaleApr 2021 to Aug 2021
- HomechefJan 2021 to Feb 2021
- UpsNov 2020 to Jan 2021
- Northwestern MutualApr 2020 to Aug 2020
- Georgia State UniversityAug 2018 to May 2022
- Georgia Southern UniversityAug 2017 to Jun 2018
- QuiktripApr 2017 to Apr 2022
- Burger KingMay 2015 to Apr 2017
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 3 states (DC, TX, VA).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7251602
- Firm CRD
- 7691