Enrique Riveros-valle
Investment adviser representative at LPL Financial LLC
13 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- LPL Financial LLCJan 2026 to now
- Wells Fargo Clearing Services, LLCJun 2022 to Nov 2025
- Bank of America, N.A.Jul 2020 to Jun 2022
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2020 to Jun 2022
- M&s AutogroupDec 2019 to Mar 2020
- SelfOct 2017 to Dec 2019
- Maita Automotive GroupJan 2013 to Oct 2017
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (CA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7250275
- Firm CRD
- 6413