Max Henry Matles
Investment adviser representative at Spc
10 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$6.1BFirm assets
Are you Max Henry Matles? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- SpcApr 2020 to now
- Sigma Financial CorporationApr 2020 to now
- Sigma Planning CorporationApr 2020 to now
- Matles Wealth ManagementDec 2019 to now
- Sender OneFeb 2019 to Sep 2019
- Orange Coast Community CollegeSep 2018 to May 2019
- Supatra's Thai BistroJul 2018 to Sep 2018
- Fullerton CollegeJun 2018 to Sep 2018
- Rock CityApr 2018 to Jul 2018
- University of RedlandsAug 2016 to Feb 2018
Designations
- CFP® certification
Exams passed
- Series 65 · Uniform Investment Adviser Law2018
- Series 63 · Uniform Securities Agent State Law2023
State registrations
Registered as an investment adviser representative in 1 state (CA).
Spc
Legal name: Sigma Planning Corporation
$6.1BAssets managed
30,916Clients
474Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7250020
- Firm CRD
- 110692