Charles Masayoshi Aoki
Investment adviser representative at Raymond James Financial Services Advisors, Inc
11 yearsExperience
1 stateRegistered in
$390BFirm assets
17 yearsFirm in business
Are you Charles Masayoshi Aoki? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Raymond James Financial Services Advisors, Inc.May 2025 to now
- Ana Financial Services,May 2025 to now
- Raymond James Financial Services, Inc.May 2025 to now
- H&r BlockNov 2015 to now
- Self-employedSep 2015 to now
- LPL Financial LLCApr 2020 to May 2025
- Wasatch Peaks Credit UnionSep 2018 to May 2025
- Western Governors UniversityMar 2017 to Jul 2023
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (UT).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7249353
- Firm CRD
- 149018