Nikolas M Sandoval
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
3 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Bank of America, N.AMar 2024 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2024 to now
- Bankers LifeNov 2023 to Jan 2024
- Guardian Life Insurance Company LLCSep 2023 to Oct 2023
- Park Avenue Securities LLCAug 2023 to Oct 2023
- Westpac Wealth PartnersAug 2023 to Oct 2023
- UnemployedFeb 2023 to Aug 2023
- Ameriprise Financial Services, LLCApr 2020 to Feb 2023
- Tech ImpactJan 2020 to Mar 2020
- Sprouts Famers Market, Inc.Aug 2019 to Mar 2020
- Hobby Lobby Stores, Inc.Oct 2018 to Jan 2019
- Legacy High SchoolAug 2015 to May 2019
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 3 states (CO, NV, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7248385
- Firm CRD
- 7691