Henry Raimi
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Bank of America, N.A.May 2023 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2023 to now
- JP Morgan Chase Bank, N.A.Apr 2021 to Apr 2023
- JP Morgan Securities LLCApr 2021 to Apr 2023
- Equitable Advisors, LLCApr 2020 to Apr 2021
- Equitable Financial Life Insurance Co.Apr 2020 to Apr 2021
- AXA Advisors, LLCApr 2020 to Jun 2020
- UnemployedFeb 2020 to Apr 2020
- Cla Global IncNov 2019 to Feb 2020
- UnemployedSep 2019 to Nov 2019
- Miramax FilmsJun 2017 to Sep 2017
- Ucsb TropicanaSep 2016 to Jun 2017
- UcsbSep 2015 to Sep 2019
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7248073
- Firm CRD
- 7691