Griffin L Smith
Investment adviser representative at LPL Financial LLC
11 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- LPL Financial LLCMar 2025 to now
- UnemployedJun 2024 to Mar 2025
- Unemployed/studentFeb 2024 to May 2024
- Bermuda Run Country Club/club CorpDec 2023 to Jan 2024
- Unemployed/studentAug 2023 to Dec 2023
- Bermuda Run Country Club/clubcorpMay 2023 to Aug 2023
- Unemployed/studentAug 2022 to May 2023
- Bermuda Run Country Club/clubcorpJun 2022 to Jul 2022
- Unemployed/studentAug 2021 to May 2022
- Winston Wealth ManagementJun 2021 to Jul 2021
- Unemployed/studentAug 2020 to May 2021
- Winston Wealth ManagementJun 2020 to Jul 2020
- Unemployed/studentAug 2015 to May 2020
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (NC).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7247294
- Firm CRD
- 6413