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Kevin Peter Goggins

Investment adviser representative at UBS Financial Services Inc.
12 yearsExperience
3 statesRegistered in
$915.8BFirm assets
55 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeCommissionsOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

12 years in the industry.

  1. UBS Financial Services, Inc.Nov 2025 to now
  2. UnemployedNov 2024 to Nov 2025
  3. Morgan StanleyApr 2020 to Nov 2024
  4. Kinard Realty GroupJul 2018 to Feb 2020
  5. Elon UniversityAug 2014 to May 2018

Exams passed

  • Series 66 · Uniform Combined State Law2021

State registrations

Registered as an investment adviser representative in 3 states (CT, NH, TX).

UBS Financial Services Inc.

$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7246951
Firm CRD
8174
Advisor's SEC record (opens in a new tab)
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