Mark Paul Brooks
Investment adviser representative at Convergence Financial
21 yearsExperience
1 stateRegistered in
$904MFirm assets
7 yearsFirm in business
Are you Mark Paul Brooks? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
21 years in the industry.
- Convergence FinancialJan 2025 to now
- Permanent EquityAug 2019 to Dec 2024
- UnemployedApr 2019 to Jul 2019
- The Motley FoolJun 2005 to Mar 2019
Exams passed
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (MO).
Convergence Financial
Legal name: Convergence Financial, LLC
$904MAssets managed
2,714Clients
28Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7244133
- Firm CRD
- 304146