Jerome Maurice Gaudry
Investment adviser representative at Hilltop Securities Inc.
17 yearsExperience
2 statesRegistered in
$2.5BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
17 years in the industry.
- Hilltop Securities Inc.Jun 2021 to now
- UnemployedFeb 2021 to Jun 2021
- Hilltop Securities IncMar 2020 to Feb 2021
- UnemployedSep 2019 to Feb 2020
- NatixisJan 2018 to Aug 2019
- NatixisNov 2004 to Dec 2017
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
Hilltop Securities Inc.
$2.5BAssets managed
3,407Clients
138Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7243668
- Firm CRD
- 6220