Shirley Morillo guercio
Investment adviser representative at LPL Financial LLC
14 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
14 years in the industry.
- LPL Financial LLCFeb 2024 to now
- Hudson Valley Credit UnionFeb 2024 to now
- Edward JonesSep 2023 to Jan 2024
- TegfcuApr 2023 to Sep 2023
- UnemployedDec 2022 to Apr 2023
- JP Morgan Chase Bank, N.A.May 2022 to Dec 2022
- JP Morgan Securities, LLCMay 2022 to Dec 2022
- LPL Financial LLCAug 2020 to May 2022
- Hudson Valley Credit UnionJun 2017 to May 2022
- AldoMar 2016 to Jun 2017
- Dutchess Community CollegeAug 2012 to Aug 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (NY).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7242306
- Firm CRD
- 6413