Courtney Huijuan Shan
Investment adviser representative at Cetera Investment Advisers LLC
7 yearsExperience
2 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
7 years in the industry.
- Cathay BankMay 2022 to now
- Cetera Investment Advisers LLCApr 2022 to now
- Cetera Investment Services LLCApr 2022 to now
- East West BankMar 2022 to May 2022
- Bank of America, N.A.Aug 2020 to Mar 2022
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2020 to Mar 2022
- University of CaliforniaSep 2017 to Jun 2019
- Bank of America N.A.Dec 2016 to Jun 2020
- Jk Industrial IncApr 2016 to Dec 2016
- Univeristy of CaliforniaSep 2015 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7241200
- Firm CRD
- 105644