Kurt Wallace Carroll
Investment adviser representative at Copley Financial Group, Inc.
17 yearsExperience
1 stateRegistered in
$331.2MFirm assets
5 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
17 years in the industry.
- Copley Financial Group, Inc.Jul 2026 to now
- Northwestern Mutual Wealth Management CompanyOct 2022 to now
- Marshall McgowanSep 2022 to now
- MarriottMar 2022 to now
- Northwestern Mutual Investment Services LLCMay 2021 to now
- Northwestern Mutual Wealth Management CompanyMar 2022 to Sep 2022
- Northwestern Mutual Life Insurance CompanyJun 2020 to Sep 2022
- Courtyard Marriott San Diego DowntownMay 2019 to May 2020
- Amc IncNov 2018 to Apr 2019
- Hilton GaslampMar 2017 to Oct 2018
- StudentAug 2009 to May 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 1 state (CA).
Copley Financial Group, Inc.
$331.2MAssets managed
2,690Clients
10Advisers
5 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7240701
- Firm CRD
- 283070