David Raymond Steen
Investment adviser representative at Vanguard Advisers, Inc.
11 yearsExperience
2 statesRegistered in
$344.6BFirm assets
31 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Vanguard Advisers, Inc.Aug 2025 to now
- The Vanguard Group, Inc.Aug 2025 to now
- Vanguard Marketing CorporationAug 2025 to now
- Academy of the New Church Secondary SchoolMar 2018 to now
- UnemployedJul 2024 to Aug 2025
- Bryn Athyn CollegeAug 2022 to Jun 2024
- Minnesota Life Insurance CompanyMar 2021 to Aug 2022
- Delaware Valley AdvisorsMar 2020 to Aug 2022
- Securian Financial Services, Inc.Mar 2020 to Aug 2022
- Access ServicesJan 2019 to Mar 2020
- Show Gardens and CraftsMar 2018 to Jan 2019
- Depression2extinctionAug 2017 to Mar 2018
- Central Behavioral HealthDec 2015 to Aug 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 65 · Uniform Investment Adviser Law2022
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (PA, TX).
Vanguard Advisers, Inc.
$344.6BAssets managed
791,528Clients
2,464Advisers
31 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7239994
- Firm CRD
- 106715