Holly Rampertab
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Bank of America, N.A.Jun 2023 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2023 to now
- EquitableAug 2021 to May 2023
- Equitable Advisors LLCAug 2021 to May 2023
- Equitable Advisors, LLCApr 2020 to Jun 2021
- AXA Advisors, LLCApr 2020 to Jun 2020
- UnemployedJul 2019 to Apr 2020
- Transamerica Center for Health StudiesJan 2019 to Jun 2019
- Office of Councilman BoninAug 2018 to Dec 2018
- Neighborhood Legal ServicesAug 2017 to Dec 2017
- Asian American Advancing JusticeJan 2017 to May 2017
- University of Southern CaliforniaJan 2016 to May 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 2 states (TX, UT).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7238918
- Firm CRD
- 7691