James Paul Spangler
Investment adviser representative at Tradewinds Wealth Management
11 yearsExperience
3 statesRegistered in
$135.1MFirm assets
3 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Tradewinds Wealth ManagementNov 2023 to now
- Tradewinds Asset Management, LLCMar 2023 to now
- Financial Advocates Investment ManagementJun 2020 to Mar 2023
- LPL Financial, LLCMar 2020 to Mar 2023
- Tradewinds Wealth ManagementMar 2020 to Apr 2020
- Biotronik Corporate Services USJan 2019 to Mar 2020
- Micro Systems EngineeringJan 2015 to Jan 2019
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 3 states (OR, TX, WA).
Tradewinds Wealth Management
Legal name: Tradewinds Asset Management, LLC
$135.1MAssets managed
261Clients
3Advisers
3 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7237397
- Firm CRD
- 323879