Bowen Guan
Investment adviser representative at Transglobal Advisory, LLC
12 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$58.3MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- Transglobal Advisory, LLCJul 2026 to now
- Globalink Securities IncMar 2020 to now
- Transglobal HoldingMay 2019 to now
- California State University FullertonMay 2017 to May 2019
- Transpacific FinancialDec 2016 to May 2017
- California State University FullertonJan 2014 to Dec 2016
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
State registrations
Registered as an investment adviser representative in 1 state (CA).
Transglobal Advisory, LLC
$58.3MAssets managed
193Clients
31Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7237315
- Firm CRD
- 168709