Peter Benjamin Kauffman
Investment adviser representative at LPL Financial LLC
6 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
6 years in the industry.
- LPL Financial LLCJun 2022 to now
- Northwest BankJun 2022 to now
- Foster FinancialJan 2022 to Apr 2022
- Harbour Investments, IncJan 2022 to Apr 2022
- LPL Financial LLCJun 2020 to Jan 2022
- Northwest Bank (formerly: Mutualbank)Dec 2018 to Jan 2022
- PNC BankJan 2017 to Oct 2018
- Woodforest BankJun 2016 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 1 state (IN).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7236831
- Firm CRD
- 6413