Sherry Farley Mitterer
Investment adviser representative at RBC Capital Markets, LLC
10 yearsExperience
1 stateRegistered in
$310.4BFirm assets
49 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- RBC Capital Markets, LLCSep 2025 to now
- Raymond James & Associates, Inc.Mar 2021 to Sep 2025
- Alluvion StaffingMar 2020 to Mar 2021
- HomeDec 2019 to Mar 2020
- Meredith Cpa'sJan 2019 to Nov 2019
- Cambridge AssociatesFeb 2018 to Jan 2019
- Robert Half - Office TeamNov 2017 to Feb 2018
- Benefit HarborFeb 2016 to Nov 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 1 state (TX).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7235806
- Firm CRD
- 31194