William Rosen
Investment adviser representative at MML Investors Services, LLC
11 yearsExperience
1 stateRegistered in
$115.6BFirm assets
33 yearsFirm in business
Are you William Rosen? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- MML Investors Services, LLCMar 2026 to now
- Massmutual Life Insurance Co.Mar 2026 to now
- Fefa Financial/vci Wealth ManagementMay 2023 to Mar 2026
- Ae Wealth Management, LLCMar 2020 to May 2023
- Fefa Asset Management, LLCMar 2020 to May 2023
- Fefa Advisors LLC (previously Ev Federal, LLC)Mar 2018 to Mar 2026
- Oracle CorporationMar 2015 to Mar 2018
Exams passed
- Series 65 · Uniform Investment Adviser Law2020
- Series 63 · Uniform Securities Agent State Law2026
State registrations
Registered as an investment adviser representative in 1 state (PA).
MML Investors Services, LLC
$115.6BAssets managed
454,836Clients
5,087Advisers
33 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7233446
- Firm CRD
- 10409