Rachel Alexandra Bass
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
13 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Fortress Private Ledger, LLCNov 2022 to now
- Northwestern Mutual Investment Services LLCJun 2021 to Oct 2022
- Yuqing LinMay 2021 to Oct 2022
- Cindy Louisa GunawanMay 2020 to Oct 2022
- Yuqing LinFeb 2020 to Apr 2021
- The Kings CollegeAug 2017 to May 2020
- YmcaMay 2017 to Jan 2025
- A.E. Finley YmcaApr 2017 to Jan 2025
- HomeschoolAug 2013 to May 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
State registrations
Registered as an investment adviser representative in 1 state (NC).
Fortress Private Ledger, LLC
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 7229729
- 290298