Thomas Gonzales
Investment adviser representative at Allworth Financial, L.P.
12 yearsExperience
1 stateRegistered in
$33.6BFirm assets
19 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Allworth Financial, L.P.Mar 2025 to now
- Aw SecuritiesMar 2025 to now
- Fifth Third BankDec 2023 to Mar 2025
- Fifth Third SecuritiesDec 2023 to Mar 2025
- J.P. Morgan Securities LLCFeb 2020 to Dec 2023
- JPMorgan Chase Bank, N.A.Feb 2020 to Dec 2023
- JP Morgan Chase & Co.Jan 2020 to Dec 2023
- Mass MutualAug 2018 to Jan 2020
- Massachusetts Mutual Life Insurance CompanyMay 2018 to Jan 2020
- The Hoopis GroupMay 2018 to Nov 2019
- Healy Scanlon Law FirmAug 2015 to May 2018
- St. Norbert CollegeAug 2014 to May 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 1 state (IL).
Allworth Financial, L.P.
$33.6BAssets managed
29,297Clients
319Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7226179
- Firm CRD
- 111167