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Shawn Kent Hicks

Investment adviser representative at Signal Advisors Wealth, LLC
14 yearsExperience
1 stateRegistered in
$1.7BFirm assets
3 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

14 years in the industry.

  1. Signal Advisors Wealth, LLCMar 2025 to now
  2. Heritage Financial Resources Wealth Management, LLCApr 2020 to now
  3. Heritage Financial ResourcesJan 2016 to now
  4. Ae Wealth Management, LLCNov 2021 to Mar 2025
  5. Gradient Advisors, LLC.May 2020 to Nov 2021
  6. Piqua City SchoolsAug 2012 to Jul 2017

Exams passed

  • Series 65 · Uniform Investment Adviser Law2020

State registrations

Registered as an investment adviser representative in 1 state (OH).

Signal Advisors Wealth, LLC

$1.7BAssets managed
4,816Clients
47Advisers
3 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7224468
Firm CRD
301086
Advisor's SEC record (opens in a new tab)
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