Spencer Paul Moody
Investment adviser representative at Vanguard Advisers, Inc.
10 yearsExperience
4 statesRegistered in
$344.6BFirm assets
31 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- Vanguard Advisers, Inc.Jun 2021 to now
- The Vanguard Group, Inc.Jun 2021 to now
- Vanguard Marketing CorporationJun 2021 to now
- UnemployedJan 2021 to Jun 2021
- Northwestern Mutual Investment Services LLCNov 2020 to Dec 2020
- Northwestern Mutual Life Insurance CompanyFeb 2020 to Dec 2020
- American Income Life - Quintero and PartnersJul 2019 to Jan 2020
- Bankers LifeNov 2017 to Jun 2019
- SelfSep 2016 to Nov 2017
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 4 states (FL, NC, TX, UT).
Vanguard Advisers, Inc.
$344.6BAssets managed
791,528Clients
2,464Advisers
31 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7224319
- Firm CRD
- 106715