John Cao
Investment adviser representative at J.P. Morgan Securities LLC
18 yearsExperience
2 statesRegistered in
$429.7BFirm assets
61 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
18 years in the industry.
- Jc Collectibles LLCSep 2026 to now
- J.P. Morgan Securities LLCApr 2025 to now
- JPMorgan Chase Bank, N.A.Apr 2025 to now
- John CaoJun 2008 to now
- Bank of America N.A.Nov 2022 to Apr 2025
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2022 to Apr 2025
- Mwa Financial Services IncMay 2021 to Nov 2022
- Modern Woodmen of America/mwaMar 2021 to Nov 2022
- UnemployedOct 2020 to Mar 2021
- Equitable Advisors, LLCFeb 2020 to Oct 2020
- Equitable Financial Life InsFeb 2020 to Oct 2020
- AXA Advisors LLCFeb 2020 to Jun 2020
- UnemployedMay 2019 to Feb 2020
- JPMorgan Chase Bank, N.A.Jan 2017 to May 2019
- Tengoku Ramen Bar/kaizen Dining GroupAug 2016 to Feb 2017
- Linus Chong Dds MsJun 2016 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7222205
- Firm CRD
- 79