Dianne Shumway
Investment adviser representative at Secure Investment Management, LLC
24 yearsExperience
4 statesRegistered in
$42.9MFirm assets
11 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourly
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
24 years in the industry.
- Secure Income Management, LLCJul 2025 to now
- Secure Investment Management, LLCJul 2025 to now
- MML Investors Services, LLCJun 2024 to Jul 2025
- Massmutual Life Insurance CompanyMar 2024 to Jul 2025
- Cambridge Investment Research Advisors, Inc.Apr 2020 to Apr 2024
- Cambridge Investment Research, Inc.Jan 2020 to Apr 2024
- Wmoore Cpa, PcAug 2017 to Jul 2022
- Bill & Dianne Home EnterpriseDec 2002 to Aug 2017
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 4 states (CA, NC, TX, UT).
Secure Investment Management, LLC
$42.9MAssets managed
942Clients
22Advisers
11 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7221965
- Firm CRD
- 141195