Christiane J Spaulding
Investment adviser representative at Ameriprise Financial Services, LLC
10 yearsExperience
2 statesRegistered in
$660.5BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Ameriprise Financial Services, LLCJan 2022 to now
- Day's JewelersDec 2021 to Jan 2022
- Edward JonesFeb 2020 to Dec 2021
- Mainely Brews Restaurant and BrewhouseSep 2019 to Jan 2020
- Thomas CollegeAug 2019 to Dec 2019
- Comprehensive Land TechnologiesApr 2019 to Sep 2019
- Manpower/maine Municipal AssociationFeb 2019 to Apr 2019
- Thomas CollegeSep 2018 to Dec 2018
- Margaritas Mexican RestaurantAug 2018 to Nov 2018
- Bangor Savings BankMay 2018 to Aug 2019
- Thomas CollegeAug 2017 to May 2018
- Unum InsuranceJun 2017 to Aug 2017
- Day's JewelersApr 2016 to Apr 2017
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 2 states (ME, TX).
Ameriprise Financial Services, LLC
$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7219972
- Firm CRD
- 6363