Skip to content

Houston Wayne Franklin

Investment adviser representative at Charles Schwab & Co., Inc.
11 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business

Are you Houston Wayne Franklin? Claim your profile

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Fixed or flat feeOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning

Experience

11 years in the industry.

  1. Charles Schwab & Co., Inc.Jul 2022 to now
  2. Charles Schwab Bank, SsbJul 2022 to now
  3. TD Ameritrade Inc.Feb 2023 to Jun 2024
  4. J.P. Morgan Securities LLCAug 2021 to Jun 2022
  5. JPMorgan Chase Bank, N.A.Aug 2021 to Jun 2022
  6. The Assurance GroupMar 2021 to Jul 2021
  7. Arvest Wealth ManagementJan 2020 to Mar 2021
  8. Arvest BankAug 2017 to Jan 2020
  9. UnemployedJun 2017 to Jan 2020
  10. Oklahoma Baptist UniversityAug 2013 to May 2017

Exams passed

  • Series 66 · Uniform Combined State Law2020

State registrations

Registered as an investment adviser representative in 1 state (AR).

Charles Schwab & Co., Inc.

$0Assets managed
0Clients
6,777Advisers
39 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7219502
Firm CRD
5393
Advisor's SEC record (opens in a new tab)
CallContact this firm