Dione Carroll
Investment adviser representative at Wells Fargo Advisors
11 yearsExperience
2 statesRegistered in
$671.4BFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Wells Fargo Clearing Services, LLCJan 2026 to now
- First Command Advisory Services, Inc.Oct 2025 to Jan 2026
- First Command Brokerage Services, Inc.Oct 2025 to Jan 2026
- First Command Insurance Services, Inc.Oct 2025 to Jan 2026
- J.P. Morgan Securities LLCMar 2024 to Sep 2025
- JPMorgan Chase Bank, N.A.Mar 2024 to Sep 2025
- T. Rowe Price Advisory Services, Inc.Sep 2022 to Mar 2024
- T. Rowe Price Investment Services, Inc.Apr 2022 to Mar 2024
- UnemployedMar 2022 to Mar 2022
- State of ColoradoDec 2021 to Feb 2022
- UnemployedAug 2021 to Nov 2021
- T. Rowe Price Investment Services, Inc.Jan 2020 to Jul 2021
- UnemployedJul 2019 to Dec 2019
- Wyndham Construction & Cambridge ConstructorsJun 2015 to Jun 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 2 states (CO, TX).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7218878
- Firm CRD
- 19616