Allison Elaine Arthur
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
12 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2020 to now
- Sacred Beast RestaurantDec 2019 to Dec 2019
- Archaeotek- CanadaMay 2018 to Aug 2018
- Platinum Restaurant GroupJan 2018 to Apr 2018
- University of CincinnatiAug 2017 to May 2019
- Moerlein Lager HouseJul 2017 to Jan 2020
- UnemployedJan 2017 to Jun 2017
- New York and CompanyDec 2016 to Aug 2017
- UnemployedSep 2014 to Dec 2016
- University of AlabamaAug 2014 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 2 states (OH, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7217985
- Firm CRD
- 7691