Thomas A Curran
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
13 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Bank of America, N.A.May 2021 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2021 to now
- The Vanguard Group, Inc.Jan 2020 to Apr 2021
- UnemployedJun 2019 to Dec 2019
- Lionheart Fitness & TanningDec 2018 to Apr 2019
- ShopriteJul 2018 to Aug 2018
- Mountain Pass PlanningMay 2018 to Aug 2018
- Bonura HospitalityJun 2017 to Dec 2017
- Project ViveMar 2017 to May 2017
- Penn State UniversityAug 2015 to May 2019
- Town of East FishkillJul 2013 to Aug 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7217588
- Firm CRD
- 7691