William Shane Stephens
Investment adviser representative at LPL Financial LLC
13 yearsExperience
3 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- LPL Financial, LLCAug 2025 to now
- Sfp-1 LLCJan 2022 to Jul 2025
- Principal Life Insurance CompanyMay 2021 to Feb 2023
- Principal Securities IncMay 2021 to Feb 2023
- Wells Fargo Clearing Services LLCJan 2020 to May 2021
- Rhi General GroupJan 2020 to Apr 2020
- UnemployedAug 2018 to Nov 2019
- Landmark Organization LLCJun 2014 to Jul 2018
- University of South CarolinaAug 2013 to Aug 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2025
- Series 63 · Uniform Securities Agent State Law2025
State registrations
Registered as an investment adviser representative in 3 states (NC, SC, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7217119
- Firm CRD
- 6413