Safiya Rann Upchurch
Investment adviser representative at Raymond James Financial Services Advisors, Inc
10 yearsExperience
1 stateRegistered in
$390BFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Raymond James Financial Services Advisors Inc.May 2023 to now
- Raymond James Financial Services, IncMay 2023 to now
- Raymond James & Associates, Inc.Oct 2022 to now
- Carolinas Investment Consulting LLCMar 2021 to Oct 2022
- Carolinas Wealth Consulting LLCMar 2021 to Oct 2022
- The Vanguard Group, Inc.Oct 2020 to Feb 2021
- Wells Fargo Clearing Services, LLCJan 2020 to Sep 2020
- Rhi General GroupJan 2020 to Apr 2020
- Uncc Office of Undergraduate ResearchMay 2019 to Jul 2019
- Uncc Dept. of Psychological SciencesAug 2018 to Dec 2019
- Uncc Dean of Students' OfficeMay 2018 to Jul 2018
- PNC Music PavilionApr 2018 to Apr 2019
- Uncc Dept. of Psychological SciencesJan 2018 to May 2018
- University of North Carolina At CharlotteAug 2016 to Dec 2019
- Build-a-bear WorkshopApr 2016 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (NC).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7217117
- Firm CRD
- 149018