Raymundo Flores
Investment adviser representative at Clifford Swan Investment Counselors
11 yearsExperience
1 stateRegistered in
$4.5BFirm assets
27 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Clifford Swan Investment CounselorsApr 2025 to now
- City National Securities, Inc.Jul 2024 to Mar 2025
- Northwestern Mutual Investment Services LLCJul 2021 to Jul 2024
- LPL FinancialJan 2020 to Jul 2021
- UnemployedMar 2019 to Jan 2020
- Western Asset ManagementAug 2017 to Mar 2019
- Brown University Office of Residential LifeJun 2015 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (CA).
Clifford Swan Investment Counselors
Legal name: Clifford Swan Investment Counsel LLC
$4.5BAssets managed
970Clients
17Advisers
27 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7216779
- Firm CRD
- 108033