Jorge Oscar Gonzalez
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
3 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
Are you Jorge Oscar Gonzalez? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Bank of America, N.A.Oct 2024 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2024 to now
- Stifel, Nicolaus & Company, IncorporatedOct 2023 to Sep 2024
- Morgan Stanley Private Bank, N.ADec 2022 to Oct 2023
- Morgan StanleyOct 2022 to Oct 2023
- Wells Fargo Bank, NAJul 2021 to Sep 2022
- Santander Securities, LLCJan 2020 to Jul 2021
- Santander Bank, NADec 2019 to Jun 2021
- Bank of EnglandOct 2019 to Dec 2019
- Origlio BeverageJun 2019 to Sep 2019
- UnemployedSep 2018 to May 2019
- Big VisionJun 2018 to Aug 2018
- UnemployedSep 2017 to May 2018
- Customers BankJun 2017 to Aug 2017
- UnemployedSep 2015 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 3 states (CA, PA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7214403
- Firm CRD
- 7691