Javier Diaz
Investment adviser representative at Gallagher Fiduciary Advisors, LLC
10 yearsExperience
2 statesRegistered in
$194.8BFirm assets
18 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Osaic WealthJun 2025 to now
- Gallagher Fiduciary Advisors, LLCMay 2025 to now
- Gwfs Equities, Inc.Apr 2022 to Apr 2025
- Prudential Investment Management Services LLCDec 2019 to Apr 2022
- Workforce Opportunity ServicesAug 2017 to Mar 2018
- UnemployedApr 2017 to Aug 2017
- Prudential Insurance Company of AmericaMar 2017 to Apr 2022
- AdpMar 2016 to Apr 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 2 states (IL, TX).
Gallagher Fiduciary Advisors, LLC
$194.8BAssets managed
6,120Clients
123Advisers
18 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7214335
- Firm CRD
- 146509