Rogelio Gonzalez
Investment adviser representative at LPL Enterprise, LLC
16 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
16 years in the industry.
- LPL Enterprise, LLCNov 2024 to now
- The Prudential Insurance Company of AmericaJun 2023 to now
- Pruco Securities LLCMay 2023 to Nov 2024
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2021 to May 2023
- AllstateMar 2021 to Oct 2021
- First Command Advisory Services, Inc.Jul 2020 to Feb 2021
- First Command Insurance Services, Inc.Jul 2020 to Feb 2021
- First Command Brokerage Services IncJan 2020 to Feb 2021
- Us NavyNov 2010 to Jul 2020
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (WA).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7213598
- Firm CRD
- 8733