Stephen Joseph Mclaughlin
Investment adviser representative at UBS Financial Services Inc.
16 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- UBS Financial Services Inc.Oct 2024 to now
- Clifton Larson Allen, LLPJun 2023 to Oct 2024
- Raymond James & AssociatesFeb 2022 to May 2023
- UBS Financial Services IncJan 2020 to Feb 2022
- 5 Star ValetOct 2019 to Nov 2019
- Reachmobi Inc.Aug 2018 to Aug 2019
- Brown and Brown InsuranceMay 2018 to Aug 2018
- Scotlynn USAJan 2018 to Feb 2018
- Mark Mcmanus Inc.Jun 2017 to Aug 2017
- Florida State Univeristy/florida Gulf Coast UniversityAug 2013 to Dec 2018
- Limitless Cognition LLCJan 2010 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (OH).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7213061
- Firm CRD
- 8174