Skip to content

Michael Harty

Investment adviser representative at J.P. Morgan Securities LLC
11 yearsExperience
1 stateRegistered in
$429.7BFirm assets
61 yearsFirm in business

Are you Michael Harty? Claim your profile

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

11 years in the industry.

  1. J.P. Morgan Securities LLCApr 2024 to now
  2. JPMorgan Chase Bank, N.A.Apr 2024 to now
  3. Morgan StanleyMar 2023 to Apr 2024
  4. UnemployedFeb 2023 to Feb 2023
  5. The Bank of New York MellonJan 2022 to Jan 2023
  6. UnemployedJun 2021 to Dec 2021
  7. Ameriprise Financial Services IncJan 2020 to May 2021
  8. UnemployedApr 2019 to Dec 2019
  9. Bank of AmericaJul 2015 to Apr 2019

Exams passed

  • Series 66 · Uniform Combined State Law2020

State registrations

Registered as an investment adviser representative in 1 state (TX).

J.P. Morgan Securities LLC

$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7210661
Firm CRD
79
Advisor's SEC record (opens in a new tab)
CallContact this firm